Deputy Chief Regulatory Officer, Coinbase Derivatives

About the Role

The successful candidate will have a strong grasp of market fundamentals, trading practices, and investigative techniques, allowing them to evaluate complex potential violations and provide expert guidance to stakeholders. This role is ideal for a highly motivated and experienced professional looking to make a significant impact in the fintech industry.

As a remote-first company, Coinbase offers a unique opportunity for candidates to work with a talented team from anywhere in the USA. The company's intense in-person working sessions, known as "surges," provide a chance for team members to come together quarterly and drive innovation.

What You Will Do

• Own the day-to-day leadership of the Market Regulation Department as second-in-command, providing continuity and decision-making in the Chief Regulatory Officer's absence
• Drive the company's compliance posture across all applicable CFTC regulatory requirements, identifying gaps and implementing corrective actions
• Lead the management of internal and external examinations and audits, coordinating responses and ensuring timely resolution of findings
• Partner with trade surveillance personnel to review escalated cases, assess potential rulebook violations, and determine appropriate enforcement actions
• Strengthen cross-functional alignment by advising personnel and partner teams on DCM Core Principles, CFTC regulations, and company policies
• Develop and maintain relationships with regulatory bodies, including the CFTC, to ensure effective communication and compliance
• Collaborate with internal stakeholders to develop and implement compliance programs and policies
• Provide expert guidance on regulatory matters to senior management and the board of directors
• Stay up-to-date with changes in regulations, laws, and industry trends, ensuring the company remains compliant and competitive

What We Are Looking For

• 7+ years of experience providing compliance and regulatory support for CFTC-registered designated contract markets (DCMs) or derivatives clearing organizations (DCOs)
• Demonstrated experience engaging directly with senior CFTC staff, including the Division of Market Oversight, Division of Clearing and Risk, and Market Participants Division
• Deep knowledge of CFTC Core Principles with the ability to analyze and apply to ensure DCM maintains compliance with applicable regulations
• Strong grasp of market fundamentals, trading practices, investigative and surveillance techniques, sufficient to evaluate complex potential violations
• Proven ability to synthesize regulatory observations into clear written memoranda, reports, and information requests for stakeholders at all levels, including regulators
• Track record of managing multiple concurrent regulatory workstreams across cross-functional stakeholders while maintaining quality and meeting deadlines
• Utilizes generative AI responsibly, maintaining human oversight to deliver business-ready outputs and drive measurable improvements in workflow efficiency, cost, and quality
• Excellent communication and interpersonal skills, with the ability to build strong relationships with regulatory bodies and internal stakeholders

Nice to Have

• Experience working in a fast-paced, dynamic environment with a high level of autonomy
• Familiarity with Coinbase's products and services, including its derivatives offerings
• Certification in a related field, such as a Certified Compliance Professional (CCP) or Certified Regulatory Professional (CRP)
• Experience with agile project management methodologies and collaboration tools

Benefits and Perks

• Competitive salary and equity package
• Comprehensive health, dental, and vision insurance
• 401(k) matching program
• Flexible paid time off and holidays
• Remote work stipend and support for home office setup
• Access to professional development opportunities and training programs
• Quarterly in-person working sessions with the team
• Opportunity to work with a talented and innovative team shaping the future of finance

• Tip: Showcase your expertise in CFTC regulations and compliance by highlighting specific examples of how you've applied these principles in previous roles.
• Familiarize yourself with Coinbase's products and services, including its derivatives offerings, to demonstrate your ability to navigate complex regulatory environments.
• Develop a strong understanding of market fundamentals, trading practices, and investigative techniques to evaluate complex potential violations and provide expert guidance to stakeholders.
• Be prepared to discuss your experience working with regulatory bodies, including the CFTC, and how you've maintained relationships and ensured effective communication and compliance.
• Highlight your ability to work in a fast-paced, dynamic environment with a high level of autonomy, and showcase your excellent communication and interpersonal skills.
• Consider obtaining certifications, such as a Certified Compliance Professional (CCP) or Certified Regulatory Professional (CRP), to demonstrate your expertise and commitment to the field.
• Research the company culture and values to ensure alignment with your own goals and expectations, and be prepared to discuss how you can contribute to the team's success.