Regulatory Compliance Consultant

About the Role

The role entails a deep understanding of regulatory requirements, compliance programs, and risk management practices. You will be responsible for reviewing and analyzing client data, identifying areas for improvement, and presenting findings to clients and stakeholders. Your expertise in Excel, data analysis, and process mapping will be essential in this role.

Treliant is committed to fostering a diverse and inclusive environment, and as a consultant, you will be expected to embody these values in your work. You will be working with a talented team of professionals who are passionate about delivering exceptional results and driving business change.

What You Will Do

• Assess CMS program documents, including Board and Management oversight, Third Party oversight, compliance programs, and compliance audit programs
• Review CMS process narratives, procedures, and process flows, and perform gap analyses to regulatory requirements
• Identify regulatory gaps and develop recommendations for changes to procedures and documentation
• Perform transaction testing to confirm adherence to policies, procedures, and regulations
• Create and maintain detailed supporting work papers
• Manage large data sets, troubleshoot, and develop processes for collecting and aggregating data effectively and efficiently
• Synthesize data into Key Risk Indicators and Key Performance Indicators
• Communicate effectively with clients, team members, and management
• Create and maintain client deliverables, such as assessment/audit reports, risk assessments, work papers, and reporting decks
• Meet deadlines and work under pressure when required
• Identify issues and escalate as needed

What We Are Looking For

• Bachelor's Degree in business or equivalent work experience
• 4+ years of experience in compliance testing, audit, or process/risk/control documentation and evaluation
• 4+ years of Financial Services experience, with a focus on bank regulatory compliance, deposit operations, and loan operations
• Excellent written and verbal communication skills, including client report writing and presentation
• Effective project management and leadership skills
• Ability to manage multiple tasks effectively and efficiently
• Strong organizational skills and attention to detail
• Ability to maintain documentation and records in an organized and accessible manner
• Advanced Excel and PowerPoint skills, as well as proficiency with business process mapping tools such as Visio

Nice to Have

• Experience with fintechs or third-party oversight
• Knowledge of regulatory requirements and compliance programs
• Experience with data analysis and process mapping
• Certification in compliance or a related field

Benefits and Perks

• Competitive hourly rate ($75-
  50 per hour)
• Flexible benefit package, including health insurance and retirement savings
• Opportunity to work with a diverse and inclusive team
• Professional development and growth opportunities
• Remote work arrangement, with the ability to work from anywhere in the United States
• Access to cutting-edge technology and tools
• Recognition and reward for outstanding performance

• Develop a strong understanding of regulatory requirements and compliance programs to stand out in this role.
• Highlight your experience with data analysis, process mapping, and Excel in your application and during interviews.
• Be prepared to provide examples of your project management and leadership skills, as well as your ability to work independently and as part of a team.
• Showcase your attention to detail and organizational skills, as these are essential for success in this role.
• Consider obtaining certification in compliance or a related field to demonstrate your expertise and commitment to the field.
• Research Treliant's commitment to diversity and inclusion, and be prepared to discuss how you embody these values in your work.
• Prepare to discuss your experience with fintechs or third-party oversight, as this is a desirable skill for this role.