Senior Internal Auditor - Finance

## About the Role Mercury is seeking a Senior Internal Auditor to support the execution of its audit plan and drive audits internally. As a Senior Internal Auditor, you will be responsible for identifying, analyzing, and assessing risk throughout the company. You will work closely with the finance and accounting teams to scope and plan audits, conduct process walkthroughs, and execute audit testing. Your expertise in internal controls and risk management will be essential in driving the company's compliance obligations.

The Senior Internal Auditor role is a critical part of Mercury's internal audit function, and you will be expected to become a subject matter expert on the company's finance and accounting processes. You will work independently and as part of a team to drive audits and ensure compliance. Your strong understanding of financial regulations, including SOX, GAAP, and IFRS, will be essential in this role.

Mercury is a fintech company that is building a complete finance stack for startups. The company is committed to creating the easiest and safest banking experience possible for entrepreneurs and business owners. As a Senior Internal Auditor, you will play a critical role in ensuring the company's finance and accounting processes are compliant and effective.

## What You Will Do - Assist in identifying, analyzing, and assessing risk throughout Mercury - Scope and plan audits across finance and accounting functions - Conduct process walkthroughs and execute audit testing to confirm the design and operational effectiveness of internal controls - Assess compliance with Mercury's compliance obligations (regulatory reporting, financial reporting) - Socialize, document, and report audit issues identified - Collaborate with teams to develop appropriate action plans, track audit issue remediation, and conduct issue follow-up testing - Lead finance and accounting audits and provide expertise on internal controls and risk management - Work with external auditors and regulators to ensure compliance and respond to audits and examinations - Develop and maintain relationships with key stakeholders, including finance and accounting teams - Stay up-to-date with changes in financial regulations and industry standards

## What We Are Looking For - Experience in leading audits and managing risk, preferably in the fintech industry - Strong understanding of internal controls and risk management, including SOX, GAAP, and IFRS - Expertise in Excel and other audit tools - Experience working with financial services companies and knowledge of laws, regulations, and risk management standards - Ability to quickly grasp and understand complex business processes - Excellent written and verbal communication skills - Ability to build relationships and work cross-functionally to drive time-sensitive deliverables - Obtained related certifications (CISA, CIA, CPA, etc.) - Experience working in a fast-paced environment and managing multiple priorities

## Nice to Have - Experience in leading audit teams and coaching team members - Knowledge of financial services regulations, including banking and securities laws - Experience working with external auditors and regulators - Familiarity with agile development methodologies and cloud-based technologies - Experience with data analytics and visualization tools

## Benefits and Perks - Competitive base salary and equity package - Comprehensive benefits package, including health, dental, and vision insurance - Flexible PTO policy and remote work options - Opportunities for professional development and growth - Access to the latest technologies and tools - Collaborative and dynamic work environment - Recognition and reward programs for outstanding performance - Flexible spending accounts and commuter benefits - Employee assistance programs and mental health resources

- Develop a strong understanding of financial regulations, including SOX, GAAP, and IFRS, to stand out in this role.

• Showcase your technical skills in Excel and other audit tools, and be prepared to provide examples of your expertise.
• Highlight your experience in leading audits and managing risk, and be prepared to discuss your approach to audit planning and execution.
• Be prepared to discuss your experience working with financial services companies and your knowledge of laws, regulations, and risk management standards.
• Show your ability to work independently and manage multiple priorities, and highlight your excellent written and verbal communication skills.
• Research the company's culture and values, and be prepared to discuss how you can contribute to the team's success.
• Be prepared to discuss your experience with data analytics and visualization tools, and how you can apply this expertise to drive business insights.